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Not locked into a single AI provider. Select the best model for each use case and keep your stack future-ready.
AI Compliance Agents
Stronger Risk Protection.
Greater Accuracy
Intelligent, explainable AI-driven compliance solutions for complex regulatory environments.
Compliance Accuracy
0%
vs. average human reviewer
Intelligent window
Connect systems, surface insight, orchestrate agents - one place your teams work from.
Regulatory confidence
95% accuracy vs. manual review
Speed and efficiency
Faster breach detection & response
Auditability and governance
Reduce manual compliance workload
The Challenge
Managing Compliance Risk in Financial Services Has Never Been Harder.
Financial services organisations are operating in an environment of
- •Increasingly complex and evolving regulatory expectations
- •Fragmented compliance inputs (incidents, complaints, control failures)
- •Heavy reliance on manual processes and expert judgement
- •Difficulty demonstrating consistent and defensible decision-making
- •Heightened scrutiny from regulators on timeliness, governance and auditability
Traditional compliance frameworks are not designed for this level of scale, speed and complexity.
87%
of backlog caused by manual processes
3.5 hrs
average daily time lost on manual incident review
60%
of failure to assess incidents within time trace to manual review
OUR SOLUTION
Deploy AI Compliance Agents
Configurable, Accurate and Auditable
Our AI Compliance Agents can be designed to transform how organisations identify, assess and manage regulatory obligations and compliance risk.
Built using advanced agentic AI architecture, they operate as digital compliance specialists - ingesting complex data, applying structured legal and regulatory logic, and producing defensible, explainable outputs aligned to regulatory expectations.
Each agent is tailored to your organisation, integrating seamlessly with your legal obligations register, policies, procedures and operational data to deliver consistent, scalable and auditable compliance outcomes.
Multi-agent mesh
Specialised agents orchestrated around a central reasoning core.
Out of the Box Solution
AFSL Breach Reporting
Complaints, Incidents, Breaches
Our AFSL Breach Reporting solution is highly configurable and operates a multi-agent workflow that ingests incidents and determines whether they are reportable to ASIC, with explainable reasoning.
Specifically built for the financial services industry with a nine-step process flow from incident intake to final assessment. Automatically, consistently and with a level of accuracy that outperforms human review.
Every step is documented, every decision is recorded and every assessment is stress tested by a dedicated challenger agent before the final report is generated.
Nine-step assessment
From incident intake to ASIC-ready report — every step audited.
Incident Intake
Capture and log identified incidents.
Event Summariser
Condense complex details into summaries.
Timeline Tracker
Organise events chronologically.
Legal Breach Identifier
Cross-reference with ASIC RG 78 and Corporations Act.
Question Enrichment
Generate targeted investigative queries.
Significance Assessor
Evaluate materiality and compliance impact.
Breach Notification
Issue formal notifications within required regulatory timeframes.
Challenger
Critically review and validate findings.
Final Assessment & Reporting
Compile insights into actionable regulation template reports.
The compliance leaders who get ahead of this won't be the ones who hired more reviewers. They'll be the ones who deployed AI that outperformed them.
Key Benefits
Why Deploy Compliance Agents?
Regulatory confidence
- Consistent application of breach reporting criteria
- Alignment with ASIC expectations
- Defensible, explainable outputs
Speed and efficiency
- Significant reduction in incident review time
- Faster escalation and decision-making
- Reduced reliance on manual triage
Auditability and governance
- Clear rationale for every decision
- Strong audit trail for ASIC and internal review
- Improved ability to evidence compliance frameworks in practice
Why Trust AlphaPi
Built for enterprise trust
Responsible AI Framework
Built to Australian and international responsible AI standards, ensuring every solution is transparent and auditable.
Enterprise-Level Security
Risk management, compliance and guardrails are built in, so your IT team does not need to close gaps.
Highly Controlled Access
Your organisation has complete control over who can access sensitive information, training and results.
Australian Hosted
Hosted in Microsoft Azure's Australian data centres — your data never leaves the country.
Get Started
Ready for stronger risk protection?
Talk to our team about what AI Compliance Agents can do for your organisation.
Audit-Ready95% AccuracyFull CoverageAustralian-Hosted